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Regulatory & Legal Information

Disclosures & Important Information.

Last Reviewed
2026
Regulatory Body
FINRA & SEC
Member Status
FINRA / SIPC

All required regulatory disclosures. Please read carefully before using this website or engaging advisory services.

01
Firm Affiliation

Member Firm & Regulatory Affiliations

Securities and investment advisory services offered through Osaic Wealth, Inc., Member FINRA / SIPC. Osaic Wealth, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth, Inc.

Matthew Pindoley, Representative; Glass City Federal Credit Union; and Glass City Federal Financial Solutions are not affiliated with Osaic Wealth, Inc.

Important — Credit Union Notice
Securities are Not NCUA Insured  ·  No Credit Union Guarantees  ·  May Lose Value

Matthew Pindoley is a registered representative of Osaic Wealth, Inc. The designation SE-AWMA® (Senior Executive — Accredited Wealth Management Advisor) is held by Matthew Pindoley and is current, active, and in good standing with respect to the firm's approved list of professional designations. All designations referenced on this website are active and current.

02
Background Verification

FINRA BrokerCheck

In accordance with FINRA Rule 2210, investors are encouraged to independently verify the background, qualifications, and disciplinary history of any financial professional before engaging their services.

FINRA BrokerCheck

BrokerCheck is a free, publicly available tool provided by FINRA that allows investors to research the professional background, experience, licenses, and any regulatory history associated with brokers, brokerage firms, investment advisers, and their representatives.

03
Relationship Summary

Osaic Form CRS

As required by the SEC, a Client Relationship Summary (Form CRS) is provided to help retail investors understand the types of client relationships and services offered, associated fees and costs, conflicts of interest, and the standards of conduct that apply.

Required Disclosure — Form CRS
The Osaic Form CRS outlines important information about our services, fees, and your relationship with us. We encourage all clients and prospective clients to read this document carefully prior to engaging any services.

View Osaic Form CRS →

If you have questions about the Form CRS or the nature of our relationship, please contact our office directly.

04
State Registration

Geographic Eligibility

Important — State Registration Notice
This communication is strictly intended for individuals residing in the states where Matthew Pindoley is registered to offer securities. No offers may be made or accepted from any resident outside the specific states referenced below. If you are uncertain, please contact our office before proceeding.

Matthew Pindoley is currently registered to conduct securities business in the following states. This list is reviewed regularly. If a state registration lapses or is no longer active, it will be removed promptly.

Ohio
Florida
Michigan
Illinois
Pennsylvania
Texas
South Carolina
Nevada

Note for review: Replace the states above with your actual active registrations before this page goes live. Confirm with your compliance team and Advertising Supervision principal.

05
External Resources

Third-Party Link Disclosure

This website may contain hyperlinks to third-party websites not maintained or affiliated with Matthew Pindoley or his member firm. These links are provided as a courtesy for informational purposes only. All linked websites open in a separate browser window.

Third-Party Link Notice
Please note: the information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. The company is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to, or use of, third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the websites you are linking to.

No link constitutes an endorsement, sponsorship, or recommendation of the linked site or its content. We reserve the right to remove any link at any time and will not link to any website we believe contains misleading or inaccurate information.

06
Historical Content

Dated & Archival Material

From time to time, this website may include content, newsletters, or media appearances originally produced or distributed at an earlier date. The following disclosure applies to any such material presented on this site.

Archival Content Disclosure
Dated material presented here is available for historical and archival purposes only and does not represent the current market environment. Dated material should not be used to make investment decisions, or be construed directly or indirectly as an offer to buy or sell any securities mentioned. Past performance cannot guarantee future results.

It is our ongoing responsibility to monitor this website and remove content that is no longer accurate or relevant. Questions about the currency of any material? Contact us directly.

07
Legal Notice

General Disclaimer

The information on this website is for informational and educational purposes only. Nothing constitutes investment advice, a solicitation, or an offer to buy or sell any security or investment product. All investing involves risk, including possible loss of principal.

Securities and investment advisory services are offered through Osaic Wealth, Inc., Member FINRA / SIPC. Osaic Wealth, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth, Inc. Matthew Pindoley, Representative; Glass City Federal Credit Union; and Glass City Federal Financial Solutions are not affiliated with Osaic Wealth, Inc.

Any address, phone number, or email address on this website is registered with the firm and kept current. Only registered locations are held out to the public.

This website is intended exclusively for individuals located in the United States. It is not intended for distribution to any person in any jurisdiction where such use would be contrary to applicable law or regulation.

While every effort is made to keep content accurate, we make no representations or warranties — express or implied — about the completeness, accuracy, reliability, or suitability of any information contained herein. Content is subject to change without notice.

Disclosures